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Howard Herring

21 Years of Experience
Burnet, TX
2 Disclosures

Howard Herring is a registered investment advisor at Allegiance Advisors, INC, based in Burnet, TX, with 21 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$100

Fee Structure

Investment management only (planning not offered)

Allegiance Advisors charges a monthly fixed fee for managing your investments, typically ranging from $500 to $2,000 per month. The exact fee is negotiable based on the complexity and scope of your portfolio and your investment goals.

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Location

101 Yucca Street, Burnet, TX, 78611-4146

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 1999
Customer Dispute
February 1994
Settled
Other Business Activities

Howard works as a claims analyst for Forman Law Firm P.C., reviewing potential client claims and preparing summaries for the attorney. This takes minimal time.

Employment History
Current Registrations
Allegiance Advisors, INC
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Agile Capital
July 2019 - December 2022 · 3 yrs 5 mos
Allegiance Advisors, INC.
August 2014 - December 2017 · 3 yrs 4 mos
Patterson & Associates
August 2007 - June 2014 · 6 yrs 10 mos
Tejas Securities Group, INC.
May 2006 - September 2006 · 4 mos
Swan & Herring, LLC
August 2001 - December 2006 · 5 yrs 4 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Howard Herring - Financial Advisor | TrueAdvisor