Floyd Schwartz
Floyd Schwartz is a CFP, ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Newport Beach, CA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
13 Corporate Plaza Drive, Suite 100, Newport Beach, CA, 92660
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Regulatory History (1)
Customer Dispute
July 2014Other Business Activities
Floyd is an officer (President) of Newport Beach Wealth Management, working as a financial advisor, and an officer (CEO, President, and Secretary) of TJT Financial Services, Inc. Floyd dedicates about half his time to each of these support company owner roles.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Tjt Financial Services, INC.
Tjt Financial Services, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
Lehman Brothers INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.