DR
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David Rains
38 Years of Experience
Memphis, TN
1 DisclosureBroker
David Rains is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1100 Ridgeway Loop Road, Memphis, TN, 38120
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Regulatory History (1)
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Customer Dispute
December 2010Settled
Other Business Activities
David served as a director on the board of Crittenden County Hospital from May 2009 to September 2014. He dedicated minimal time to this role, overseeing hospital administration.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
January 2006 - February 2013 · 7 yrs 1 mo
Morgan Keegan & Company, INC.
January 2006 - February 2013 · 7 yrs 1 mo
Legg Mason Wood Walker INC
February 2004 - January 2006 · 1 yr 11 mos
Legg Mason Wood Walker, IncorporatedBroker
July 2000 - January 2006 · 5 yrs 6 mos
J.C. Bradford & CO.Broker
September 1987 - July 2000 · 12 yrs 10 mos
State Registrations12 states
ARCAFLGAKSLAMSNCNENYTNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.