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Phillip Cook

Raymond James & Associates, INC.
14 Years of Experience
Memphis, TN
1 DisclosureBroker
View SEC Summary
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Phillip Cook is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 14 years of industry experience. Phillip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1100 Ridgeway Loop Road, Memphis, TN, 38120

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History

Regulatory History (1)
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Criminal
July 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Phillip is the owner of Cook Legal Services, LLC, which was the legal entity for his now-defunct law firm. He devotes minimal time to this activity as the firm is no longer operational.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.
August 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.Broker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - August 2018 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - August 2018 · 3 yrs 1 mo
Sterne, Agee & Leach, INC.Broker
May 2012 - March 2015 · 2 yrs 10 mos
State Registrations24 states
ALARCACOCTFLGALAMAMDMNMOMSNCNVNYORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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