PC
PC
Phillip Cook
13 Years of Experience
Memphis, TN
1 DisclosureBroker
Phillip Cook is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1100 Ridgeway Loop Road, Memphis, TN, 38120
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Regulatory History (1)
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Criminal
July 1995Final Disposition
Other Business Activities
Phillip is the owner of Cook Legal Services, LLC, which was the legal entity for his now-defunct law firm. He devotes minimal time to this activity as the firm is no longer operational.
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2018 - Present · 8 yrs 1 mo
Raymond James & Associates, INC.
August 2018 - Present · 8 yrs 1 mo
Raymond James & Associates, INC.Broker
August 2018 - Present · 8 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - August 2018 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - August 2018 · 3 yrs 1 mo
Sterne, Agee & Leach, INC.Broker
May 2012 - March 2015 · 2 yrs 10 mos
State Registrations24 states
ALARCACOCTFLGALAMAMDMNMOMSNCNVNYORPASCTNTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.