David Paller
David Paller is a registered investment advisor at Raymond James & Associates, INC., based in Woodland Hills, CA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
6320 Canoga Ave, Suite 900, Woodland Hills, CA, 91367
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is an officer (Treasurer and Director) for Friends of Roots, a non-profit organization, since 2018. He spends a few hours per week on activities such as depositing donations, paying bills, and soliciting donations.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Sentra Securities CorporationBroker
Laguna Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Pml Securities CompanyBroker
Integrated Resources Equity CorporationBroker
First Investors CorporationBroker
State Registrations25 states
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