William French
William French is a registered investment advisor at Red Oak Advisors LLC, based in Memphis, TN, with 38 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 55 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Red Oak Advisors offers investment management services. Here's how the fees work:
- Portfolio Management: The maximum annual management fee is 1.25% of your portfolio's value. This fee is negotiable.
- Separately Managed Accounts (SMA): Red Oak charges 1.00% annually, and Schwab charges an additional 0.50% annually.
Location
5100 Poplar Ave, Suite 2749, Memphis, TN, 38137
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 1991Other Business Activities
William provides investment advice on a fee-based platform through Red Oak Advisors, LLC, where he spends nearly full-time.
Employment History
Current Registrations
Red Oak Advisors LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Red Oak Advisors LLC
W Advisors LLC
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.