KC
KC
Kathryn Castelli is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Two Jericho Plaza, Jericho, NY, 11753
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Regulatory History (2)
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Customer Dispute
April 2009Settled
Customer Dispute
February 1998Closed-No Action
Employment History
Current Registrations
Morgan Stanley
January 2011 - Present · 15 yrs 4 mos
Morgan StanleyBroker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2003 - January 2011 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2003 - January 2011 · 7 yrs 9 mos
Prudential Securities IncorporatedBroker
August 1991 - April 2003 · 11 yrs 8 mos
State Registrations29 states
AZCACOCTDCFLGAILLAMAMDMEMTNCNHNJNMNVNYOHORPARISCTXUTVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.