MB
MB
Michael Berger is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Two Jericho Plaza, Jericho, NY, 11753
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Regulatory History (2)
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Customer Dispute
November 2008Settled
Criminal
November 1994Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLCBroker
October 2013 - September 2020 · 6 yrs 11 mos
RBC Capital Markets, LLC
October 2013 - September 2020 · 6 yrs 11 mos
Morgan Stanley
June 2009 - October 2013 · 4 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2013 · 4 yrs 4 mos
Morgan Stanley & CO. Incorporated
June 2007 - June 2009 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
June 2007 - June 2009 · 2 yrs
UBS Financial Services INC.Broker
April 2003 - July 2007 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
December 1999 - April 2003 · 3 yrs 4 mos
State Registrations48 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.