Frank Winters
Frank Winters is a registered investment advisor at St. Bernard Financial Services, INC., based in Russellville, AR, with 22 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 841 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees negotiable for accounts over $5 million.
Fee Estimator
Location
1609 West Main St, Russellville, AR, 72801
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
August 2017Criminal
April 1987Other Business Activities
Frank is the President/Managing Director and owner of Comprehensive Advisors Group LLC, a support entity for RJFS activities. He dedicates minimal time to this activity.
Employment History
Current Registrations
St. Bernard Financial Services, INC.
St. Bernard Financial Services, INC.
St. Bernard Financial Services, INC.Broker
Previous Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Fahnestock Asset Management
Oppenheimer & CO. INC.Broker
Constellation Advisors
The Seidler Companies IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.