Craig Frank
Craig Frank is a registered investment advisor at Ameriprise Financial Services, LLC, based in Harrison, NY, with 38 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
600 Mamaroneck Ave Ste 425, Harrison, NY, 10528-1613
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2023Customer Dispute
February 1999Customer Dispute
April 1998Other Business ActivitiesSells Insurance
Craig is an independent insurance broker with multiple companies since as early as 1995. He also has business ownership in another, non-investment related, business, dedicating a few hours per week to it.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Advest, INC.Broker
Prudential Securities IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Shearson Lehman Hutton INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.