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JR
CFP
JR
CFP

Jean Riordan

Next Level Private LLC
35 Years of Experience
Harrison, NY
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Jean Riordan is a CFP-designated registered investment advisor at Next Level Private LLC, based in Harrison, NY, with 35 years of industry experience. Jean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 841 clients with $1.4B in assets under management.

Next Level Private LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
841 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual investment advisory fees range from 1.00% to 1.50% based on the scope and complexity of services, asset level, and overall relationship. Fees are negotiable at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 Mamaroneck Avenue, Suite 501, Harrison, NY, 10528

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jean is an agent for Affinity Advantage and Advisors Insurance Brokers, selling non-variable insurance, and for Miscedra & Associates, selling property and casualty insurance. She also provides investment advisory services through Vision Retirement, LLC, and operates Ridgewood Financial Advisors as a DBA for her LPL business, dedicating about 10-20% of her time to Vision Retirement, LLC.

Employment History
Current Registrations
Next Level Private LLC
January 2026 - Present · 9 mos
Previous Registrations
Vision Retirement
March 2022 - February 2026 · 3 yrs 11 mos
LPL Financial LLCBroker
November 2017 - January 2026 · 8 yrs 2 mos
LPL Financial LLC
November 2017 - August 2022 · 4 yrs 9 mos
Lexco Wealth Management, INC.
November 2007 - December 2021 · 14 yrs 1 mo
National Planning Corporation ("npc of America" in Fl & Ny)
May 2007 - December 2017 · 10 yrs 7 mos
National Planning CorporationBroker
April 2007 - November 2017 · 10 yrs 7 mos
CUNA Brokerage Services, INC.
September 2006 - April 2007 · 7 mos
CUNA Brokerage Services, INC.Broker
June 2001 - April 2007 · 5 yrs 10 mos
Mcdonald Investments INC.Broker
May 1999 - June 2001 · 2 yrs 1 mo
Key Investments INC.Broker
October 1995 - May 1999 · 3 yrs 7 mos
Essex National Securities, INC.Broker
March 1995 - October 1995 · 7 mos
Marketing One Securities, INC.Broker
January 1995 - February 1995 · 1 mo
Uslife Equity Sales CORP.Broker
September 1992 - January 1995 · 2 yrs 4 mos
Fisco Equity, INC.Broker
July 1992 - August 1992 · 1 mo
Metlife Securities INC.Broker
August 1991 - May 1992 · 9 mos
Metropolitan Life Insurance CompanyBroker
August 1991 - May 1992 · 9 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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