David Cave is a registered investment advisor at Morgan Stanley, based in San Rafael, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1101 5th AVENUE, Suite 275, San Rafael, CA, 94901
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Regulatory History (1)
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Financial
August 2017Final
Employment History
Current Registrations
Morgan Stanley
June 2023 - Present · 2 yrs 11 mos
Morgan StanleyBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2022 - April 2023 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2022 - April 2023 · 1 yr 1 mo
RBC Capital Markets, LLCBroker
May 2021 - February 2022 · 9 mos
RBC Capital Markets, LLC
May 2021 - February 2022 · 9 mos
Stifel, Nicolaus & Company, Incorporated
March 2016 - February 2021 · 4 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2016 - February 2021 · 4 yrs 11 mos
UBS Financial Services INC.Broker
December 2014 - January 2016 · 1 yr 1 mo
UBS Financial Services INC.
December 2014 - January 2016 · 1 yr 1 mo
J.P. Morgan Securities LLC
August 2001 - December 2014 · 13 yrs 4 mos
J.P. Morgan Securities LLCBroker
August 1999 - December 2014 · 15 yrs 4 mos
Cibc World MarketsBroker
September 1997 - August 1999 · 1 yr 11 mos
Smith Culver InvestmentsBroker
March 1997 - August 1997 · 5 mos
Charles Schwab & CO., INC.Broker
May 1990 - September 1996 · 6 yrs 4 mos
First California Capital Markets Group, INC.Broker
December 1989 - April 1990 · 4 mos
Dean Witter Reynolds INC.Broker
June 1989 - October 1989 · 4 mos
Prudential-Bache Securities INC.Broker
November 1988 - May 1989 · 6 mos
Christopher Weil & Company, INCBroker
July 1988 - October 1988 · 3 mos
Birr, Wilson Securities, INC.Broker
March 1988 - July 1988 · 4 mos
Baraban Securities, INC.Broker
December 1987 - January 1988 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.