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CFP

Dennis Starbuck

LPL Financial LLC
38 Years of Experience
Rockford, MI
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Dennis Starbuck is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rockford, MI, with 38 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

26 N Main Street, Rockford, MI, 49341

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2005
Denied
Regulatory
February 1988
Final
Judgment / Lien
October 1986
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dennis is involved in several business activities, including Wealth Preservation Center LLC (seminars and DBA), Plan 4 Financial Design LLC (DBA), and Starbuck Properties LLC. He also offers non-variable insurance as part of Plan 4 Financial Design services, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
June 2023 - Present · 3 yrs 4 mos
LPL Financial LLCBroker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Spc
June 2022 - June 2023 · 1 yr
Sigma Financial CorporationBroker
June 2022 - June 2023 · 1 yr
Cetera Advisors LLC
September 2009 - June 2022 · 12 yrs 9 mos
Multi-Financial Securities Corporation
October 2006 - December 2008 · 2 yrs 2 mos
Cetera Advisors LLCBroker
October 2006 - June 2022 · 15 yrs 8 mos
Questar Capital CorporationBroker
September 2001 - October 2006 · 5 yrs 1 mo
Harbour Investments, INC.Broker
January 1994 - September 2001 · 7 yrs 8 mos
Intersecurities, INC.Broker
April 1991 - January 1994 · 2 yrs 9 mos
Pw Securities, INC.Broker
December 1987 - April 1991 · 3 yrs 4 mos
State Registrations8 states
AZCACOFLINMDMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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