BF
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Barbara Fleming
38 Years of Experience
Long Beach, CA
1 DisclosureBroker
Barbara Fleming is a registered investment advisor at Morgan Stanley, based in Long Beach, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3840 Kilroy Airport Way, Suite 400, Long Beach, CA, 90806
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2000Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 1998 - April 2007 · 8 yrs 8 mos
Morgan Stanley Dw INC.Broker
May 1995 - April 2007 · 11 yrs 11 mos
Dean Witter Reynolds INC.Broker
October 1990 - May 1995 · 4 yrs 7 mos
Jefferies & Company, INC.Broker
December 1987 - September 1990 · 2 yrs 9 mos
State Registrations26 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.