JL
CFP
JL
CFP

James Landers

27 Years of Experience
Long Beach, CA
Broker

James Landers is a CFP-designated registered investment advisor at Morgan Stanley, based in Long Beach, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Long Beach, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James owns rental properties in Duval County, FL, since 2012 and communicates with the property management company. He spends minimal time on this activity, which is not investment-related.

Employment History
Current Registrations
Morgan Stanley
January 2023 - Present · 3 yrs 8 mos
Morgan Stanley
January 2023 - Present · 3 yrs 8 mos
Morgan StanleyBroker
January 2023 - Present · 3 yrs 8 mos
Previous Registrations
E*trade Capital Management, LLC
January 2017 - September 2023 · 6 yrs 8 mos
E*trade Securities LLCBroker
January 2017 - September 2023 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1998 - October 2016 · 18 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - October 2016 · 18 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Landers - Financial Advisor | TrueAdvisor