MR
CFP
MR
CFP
Mark Ryan is a CFP-designated registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1801 North Military Trail, Suite 300, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2008Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
June 2009 - July 2009 · 1 mo
Citigroup Global Markets INC.Broker
May 2009 - July 2009 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - May 2009 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2005 - May 2009 · 4 yrs 1 mo
American Express Financial Advisors, INC.
September 1989 - April 2005 · 15 yrs 7 mos
American Express Financial Advisors INC.Broker
September 1989 - April 2005 · 15 yrs 7 mos
Ids Life Insurance CompanyBroker
September 1989 - April 2005 · 15 yrs 7 mos
Investors Asset Management, INC.Broker
December 1988 - September 1989 · 9 mos
Lowry Financial Services CorporationBroker
June 1988 - December 1988 · 6 mos
Focus Securities, INC.Broker
January 1988 - June 1988 · 5 mos
Fitzgerald, Dearman & Roberts, INC.Broker
October 1987 - January 1988 · 3 mos
State Registrations29 states
ALAZCACOCTDEFLGAIDILINKYMAMDMINCNJNVNYOHPARISCSDTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.