GP
GP

Grey Prowse

38 Years of Experience
Corpus Christi, TX
2 DisclosuresBroker

Grey Prowse is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Corpus Christi, TX, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

2051 Rodd Field Rd, Suite 200, Corpus Christi, TX, 78412

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2013
Denied
Customer Dispute
July 2008
Settled
Other Business Activities

Grey works as a financial advisor for Laguna Wealth Services and is an advisory board member for The Salvation Army of the Coastal Bend, dedicating minimal time to each. Grey also owns rental real estate.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2019 - Present · 6 yrs 10 mos
Raymond James Financial Services, INC.
September 2019 - Present · 6 yrs 10 mos
Raymond James Financial Services, INC.Broker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
September 2019 - September 2019 · 0 mos
Wells Fargo Clearing Services, LLCBroker
March 2008 - September 2019 · 11 yrs 6 mos
Wells Fargo Clearing Services, LLC
March 2008 - September 2019 · 11 yrs 6 mos
UBS Financial Services INC.
July 2000 - April 2008 · 7 yrs 9 mos
UBS Financial Services INC.Broker
July 2000 - April 2008 · 7 yrs 9 mos
Prudential Securities IncorporatedBroker
June 1994 - August 2000 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1990 - June 1994 · 4 yrs 3 mos
Shearson Lehman Hutton INC.Broker
September 1987 - April 1990 · 2 yrs 7 mos
State Registrations7 states
CACOKSNMORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Grey Prowse - Financial Advisor | TrueAdvisor