Frank Barber
Frank Barber is a registered investment advisor at Modern Wealth Management, LLC, based in Lenexa, KS, with 38 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,716 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable.
Fee Estimator
Location
13550 W 95th St., Lenexa, KS, 66227
Get directionsHistory
Regulatory History (12)
Customer Dispute
January 2020Regulatory
November 2013Regulatory
May 2013Customer Dispute
January 2013Customer Dispute
March 2011Regulatory
February 2011Customer Dispute
April 2009Customer Dispute
March 2009Customer Dispute
March 2009Customer Dispute
December 2008Customer Dispute
July 2008Customer Dispute
October 2007Other Business ActivitiesSells Insurance
Frank co-owns a property management company and is president of a radio show production company. He also sells fixed insurance products, co-authored a book, and is CEO/owner of a subscription service for financial advisors, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Modern Wealth Management, LLC
Previous Registrations
Barber Financial Group
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
Bma Financial Services, INC.Broker
Waddell & Reed, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.