Stephen Peiffer is a registered investment advisor at Sp Wealth Planning, based in Churchville, PA, with 26 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 36 clients with $5.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.80% |
Fees are negotiable for accounts over $10,000,000.
Fee Estimator
Location
Churchville, PA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2022Other Business Activities
Stephen is a licensed insurance agent, but he no longer sells insurance products or is affiliated with any insurance companies.
Employment History
Current Registrations
Sp Wealth Planning
Previous Registrations
Voya Financial Advisors, INC.Broker
Voya Financial Advisors, INC.
Ing Financial Advisers, LLCBroker
Ing Financial Advisers, LLC
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Ing Financial Advisers, LLC
Ing Financial Advisers, LLCBroker
Gwfs Equities, INC.Broker
1717 Capital Management CompanyBroker
The Stuart-James Company, IncorporatedBroker
First American National Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.