Mark Phillips
Mark Phillips is a registered investment advisor at Phillips Wealth Management LLC, based in Pickerington, OH, with 38 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 288 clients with $78M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 0.50% |
| $50K+ | 0.25% |
This fee schedule is for passive portfolios. PWM also offers direct asset management services for assets held away for an annual fee of up to 1.00% of managed assets. Fees are negotiable.
Fee Estimator
Location
12927 Stonecreek Dr., Suite D, Pickerington, OH, 43147
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2016Customer Dispute
October 1998Employment History
Current Registrations
Phillips Wealth Management LLC
Previous Registrations
Mid Atlantic Financial Management, INC.
Mid Atlantic Capital CorporationBroker
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Painewebber IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.