WD
CFP
WD
CFP

William Dicke

38 Years of Experience
Maryville, TN
Broker

William Dicke is a CFP-designated registered investment advisor, based in Maryville, TN, with 38 years of industry experience.

Location

5016 Chilhowee Mountain Trail, Maryville, TN, 37803

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William owns a small farm property and receives rent from a local farmer, which requires minimal time. He also receives annual residual service fee commissions from OneAmerica and JNL, also requiring minimal time.

Employment History
Current Registrations
Spc
October 2017 - Present · 8 yrs 7 mos
Sigma Financial CorporationBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
January 2016 - October 2017 · 1 yr 9 mos
National Planning CorporationBroker
February 1999 - October 2017 · 18 yrs 8 mos
Mutual Service CorporationBroker
October 1987 - February 1999 · 11 yrs 4 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Dicke - Financial Advisor | TrueAdvisor