David Levy
David Levy is a registered investment advisor at Spirit Investment Advisors, based in Henderson, NV, with 38 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are not negotiable, but Spirit Investment Advisors reserves the right to charge a lower fee based on specific client circumstances.
Fee Estimator
Location
Henderson, NV
Get directionsHistory
Regulatory History (1)
Criminal
September 2016Other Business Activities
David has ownership stakes in PE Korner Industries (internet/app development), rental properties, and restaurant operations (Basic, LLC and Saiko Sushi). He also has passive investments in Ignite Funding (mortgages) and YREFY (student loan notes), and serves as a consultant for Impello Entertainment.
Employment History
Current Registrations
Spirit Investment Advisors
Previous Registrations
Spirit Global Investments, INC.
Union Capital CompanyBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
J. T. Moran & CO., INC.Broker
Sherwood Capital, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.