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Laura Williams

38 Years of Experience
Uniontown, PA
2 DisclosuresBroker

Laura Williams is a registered investment advisor at Janney Montgomery Scott LLC, based in Uniontown, PA, with 38 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

43 South Beeson Blvd, Uniontown, PA, 15401

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Customer Dispute
February 2006
Settled
Other Business Activities

Laura is a board member of the Mon Valley Regional Chamber of Commerce, attending meetings and assisting with events to support local businesses. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Janney Montgomery Scott LLC
June 2005 - Present · 20 yrs 11 mos
Janney Montgomery Scott LLCBroker
June 2005 - Present · 20 yrs 11 mos
Previous Registrations
Parker/hunter Incorporated
April 2005 - June 2005 · 2 mos
Parker/hunter IncorporatedBroker
November 1987 - June 2005 · 17 yrs 7 mos
State Registrations31 states
AZCACOCTDEFLGAINKSKYMAMDMEMIMOMTNCNJNMNVNYOHPASCSDTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.