David Staats
David Staats is a registered investment advisor at UBS Financial Services INC., based in Akron, OH, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
175 Montrose West Avenue, Akron, OH, 44321
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2008Customer Dispute
March 2008Other Business Activities
David owns multiple rental properties through various LLCs, including DPS Rentals, Quality Rentals LLC, Ohio Power Athletic Teams LLC, and SL NEO Realty LLC. He also teaches an investing course at the University of Akron, dedicating minimal time to it.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Pruco Securities CorporationBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.