Lori Bayba is a registered investment advisor at Moors & Cabot, INC, based in Bradenton, FL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
Bradenton, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lori is the owner and registered representative of Advisors for Financial Independence, a DBA for financial services, since 1998. This takes nearly full-time hours, including a significant portion during trading hours.
Employment History
Current Registrations
Moors & Cabot, INC
Moors & Cabot, INC.
Moors & Cabot, INC.Broker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
C. J. M. Planning CORP.Broker
Main Street Management CompanyBroker
Cadaret, Grant & CO., INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.