John Daly
John Daly is a registered investment advisor at Equitable Advisors, LLC, based in Grosse Ile, MI, with 36 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
25814 East River Road, Grosse Ile, MI, 48138
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is the President & CEO/Owner of Benefit Plan Strategies LLC, focusing on group employee benefit sales and consulting, dedicating about 10-20% of his time. He also holds ownership/consulting roles in Digital Benefits LLC and Daly Consulting LLC, and serves as a board member for Beaumont Hospital and The Guidance Center, all requiring minimal time. John also has other insurance activities.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Equitable Advisors, LLC
Previous Registrations
Jfr Financial Services, INC.
LPL Financial LLCBroker
Eagle Strategies LLC
Nylife Securities LLCBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Fortis Investors, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Fortis Investors, INC.Broker
Pruco Securities CorporationBroker
F & G Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.