JL
JL
James Lane
36 Years of Experience
Jersey City, NJ
1 DisclosureBroker
James Lane is a registered investment advisor at Cetera Investment Advisers LLC, based in Jersey City, NJ, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1553 Kennedy Boulevard, Jersey City, NJ, 07305
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2007Closed-No Action
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
October 2010 - Present · 15 yrs 7 mos
Cetera Investment Services LLC
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Cetera Investment Services LLC
October 2010 - January 2014 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
May 2009 - October 2010 · 1 yr 5 mos
Chase Investment Services CORP.
May 2009 - October 2010 · 1 yr 5 mos
Wamu Investments, INC.Broker
December 2007 - May 2009 · 1 yr 5 mos
Wamu Investments, INC.
December 2007 - May 2009 · 1 yr 5 mos
North Fork Financial Advisors LLC
April 2006 - November 2007 · 1 yr 7 mos
Nfb Investment Services CORP.Broker
July 2004 - November 2007 · 3 yrs 4 mos
Wm Financial Services, INC.Broker
January 2004 - July 2004 · 6 mos
Quick & Reilly, INC.Broker
January 2002 - February 2004 · 2 yrs 1 mo
Directed Services, INC.Broker
September 2001 - November 2001 · 2 mos
Fleet Enterprises, INC.Broker
November 1997 - November 2000 · 3 yrs
Marketing One Securities, INC.Broker
February 1997 - November 1997 · 9 mos
Wheat, First Securities, INC.Broker
July 1994 - July 1996 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1987 - July 1994 · 6 yrs 8 mos
State Registrations6 states
CTFLNCNJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.