RC
CFP
RC
CFP

Roderick Carolan

26 Years of Experience
Jersey City, NJ
BrokerSells Insurance

Roderick Carolan is a CFP-designated registered investment advisor, based in Jersey City, NJ, with 26 years of industry experience.

Location

95 Christopher Columbus Dr, Fl 13, Jersey City, NJ, 07302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Roderick is an agent/broker for Allied Wealth Partners, selling fixed insurance products, and a partner at Financial Focus Group LLC. He dedicates minimal time to insurance sales and nearly full-time to his role at Financial Focus Group LLC.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
January 2015 - August 2023 · 8 yrs 7 mos
Securian Financial Services, INC.Broker
January 2014 - August 2023 · 9 yrs 7 mos
New England Securities Corporation
June 2002 - January 2014 · 11 yrs 7 mos
New England SecuritiesBroker
July 1999 - January 2014 · 14 yrs 6 mos
State Registrations23 states
AZCACOCTDCDEFLGAILKYMAMDMINCNHNJNVNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Roderick Carolan - Financial Advisor | TrueAdvisor