Richard Matthews
Richard Matthews is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Lemoyne, PA, with 37 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
635 N 12th Street, 4th Floor, Lemoyne, PA, 17043
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an investment advisor at GL Capital Advisors LLC, spending nearly full-time providing financial planning, investment, and insurance advice and sales. He also serves as secretary for the East Pennsboro Lions Club, dedicating minimal time to this non-investment related activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Advisory Services, LLC
Previous Registrations
Triad Advisors LLCBroker
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Cadaret, Grant & CO., INC.Broker
B & R Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
First Union Brokerage Services, INC.Broker
American Express Financial Advisors INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.