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Tracy Germano

Formidable Asset Management, LLC
24 Years of Experience
Vero Beach, FL
View SEC Summary
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Tracy Germano is a registered investment advisor at Formidable Asset Management, LLC, based in Vero Beach, FL, with 24 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 900 clients with $900M in assets under management.

Formidable Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
13 advisors
Number of Clients
900 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$903.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual management fees range from 0.50% to 2.00% depending on the level of complexity involved. Fees are negotiable and billed quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Vero Beach, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tracy owns two rental properties in Vero Beach, FL since 2018. She spends minimal time each month on paying bills and outside maintenance for these properties.

Employment History
Current Registrations
Formidable Asset Management, LLC
October 2022 - Present · 4 yrs
Previous Registrations
Raymond James & Associates, INC.
March 2013 - October 2022 · 9 yrs 7 mos
Raymond James & Associates, INC.Broker
March 2013 - October 2022 · 9 yrs 7 mos
Wells Fargo Advisors, LLC
October 2008 - March 2013 · 4 yrs 5 mos
Wells Fargo Advisors, LLCBroker
August 2008 - March 2013 · 4 yrs 7 mos
Boenning & Scattergood, INC.Broker
July 2007 - August 2008 · 1 yr 1 mo
Ferris, Baker Watts IncorporatedBroker
October 2005 - June 2007 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
April 2001 - October 2005 · 4 yrs 6 mos
State Registrations2 states
FLOH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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