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Geraldine Maxfield

PNC Wealth Management
33 Years of Experience
Kingwood, TX
2 DisclosuresBroker
View SEC Summary
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Geraldine Maxfield is a registered investment advisor at PNC Wealth Management, based in Kingwood, TX, with 33 years of industry experience. Geraldine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1116 advisors
Number of Clients
157,536 clients
Average Client Portfolio
$168K average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $4.0M1.00%
$4M+1.00%

Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Northpark Drive, Kingwood, TX, 77339

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2025
Final
Customer Dispute
March 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Geraldine has 50% ownership in Heritage Limited LLC, doing business as Glass Doctor of Spring, a glass repair company. She spends minimal time on this non-investment related activity.

Employment History
Current Registrations
PNC Wealth Management
November 2022 - Present · 3 yrs 6 mos
PNC Wealth Management LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2017 - November 2022 · 5 yrs 4 mos
Wells Fargo Clearing Services, LLC
July 2017 - November 2022 · 5 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2017 · 4 yrs 10 mos
J.P. Morgan Securities LLC
October 2012 - August 2017 · 4 yrs 10 mos
Chase Investment Services CORP.
December 2004 - October 2012 · 7 yrs 10 mos
Chase Investment Services CORP.Broker
December 2004 - October 2012 · 7 yrs 10 mos
Banc of America Investment Services, INC.
November 2002 - January 2005 · 2 yrs 2 mos
Banc of America Investment Services, INC.Broker
November 2002 - January 2005 · 2 yrs 2 mos
Chase Investment Services CORP.
April 2000 - November 2002 · 2 yrs 7 mos
Chase Investment Services CORP.Broker
March 1999 - November 2002 · 3 yrs 8 mos
Chase Securities of Texas, INC.Broker
November 1997 - March 1999 · 1 yr 4 mos
Corporate Securities Group, INC.Broker
July 1996 - March 1997 · 8 mos
Essex National Securities, INC.Broker
April 1996 - July 1996 · 3 mos
First Allied Securities, INC.Broker
December 1994 - April 1996 · 1 yr 4 mos
First Affiliated SecuritiesBroker
November 1991 - August 1995 · 3 yrs 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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