Christian Phillips
Christian Phillips is a registered investment advisor at LPL Financial LLC, based in Lodi, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1920 Tienda Drive Suite 202, Lodi, CA, 95242
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Regulatory History (1)
Customer Dispute
September 2003Other Business ActivitiesSells Insurance
Christian sells non-variable insurance products, including disability, long-term care, fixed annuities, fixed life, and health insurance through Phillips Financial since 2006, dedicating about 10% of his time. Since 2013, he also works as an agent/field underwriter for term life, whole life, disability, and long-term care insurance through Crump Life Insurance, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.