Daniel Raymond is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lodi, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
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Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
404 W. Pine Street, #6, Lodi, CA, 95240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is the owner of Zuk Financial Group, a DBA for his LPL business, and IAR/Owner of Valley Wealth Strategies, LLC, an independent investment advisor firm. He also owns CL Zuk & Associates Insurance Services, Inc. and engages in farm-related activities and real estate rental, dedicating minimal time to the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
Valley Wealth Strategies, LLC
Previous Registrations
LPL Financial LLC
Valley Wealth Strategies
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ing Financial Advisers, LLCBroker
Ing Financial Advisers, LLC
MML Distributors, LLCBroker
MML Investors Services, INC.Broker
State Registrations37 states
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