GM
GM

Glen Mccormick

38 Years of Experience
Ft. Wayne, IN
Broker

Glen Mccormick is a registered investment advisor at Raymond James & Associates, INC., based in Ft. Wayne, IN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9910 Dupont Circle Drive East, Suite 100, Ft. Wayne, IN, 46825

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Glen is a moderator for the Pre-Need Advisory Council in Fort Wayne, IN. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2010 - Present · 16 yrs 4 mos
Raymond James & Associates, INC.
January 2010 - Present · 16 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2001 - January 2010 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2001 - January 2010 · 8 yrs 2 mos
UBS Painewebber INC.Broker
November 1987 - November 2001 · 14 yrs
State Registrations3 states
FLINSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.