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Cecil Jester

Robert W. Baird & CO. Incorporated
38 Years of Experience
Chapel Hill, NC
1 DisclosureBroker
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Cecil Jester is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Chapel Hill, NC, with 38 years of industry experience. Cecil is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

1414 Raleigh Rd, Suite 420, Chapel Hill, NC, 27517

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2017 - Present · 9 yrs
Robert W. Baird & CO. IncorporatedBroker
October 2017 - Present · 9 yrs
Previous Registrations
Morgan StanleyBroker
June 2009 - October 2017 · 8 yrs 4 mos
Morgan Stanley
June 2009 - October 2017 · 8 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.
August 2004 - January 2009 · 4 yrs 5 mos
UBS Financial Services INC.Broker
August 2004 - January 2009 · 4 yrs 5 mos
Wachovia Securities, LLC
June 2002 - August 2004 · 2 yrs 2 mos
Wachovia Securities, LLCBroker
June 2002 - August 2004 · 2 yrs 2 mos
Wachovia Securities, INC.
November 2001 - June 2002 · 7 mos
Wachovia Securities, INC.Broker
September 1996 - June 2002 · 5 yrs 9 mos
The Robinson-Humphrey Company INC.Broker
January 1993 - September 1996 · 3 yrs 8 mos
Wheat, First Securities, INC.Broker
March 1989 - January 1993 · 3 yrs 10 mos
Thomson Mckinnon Securities INC.Broker
February 1988 - April 1989 · 1 yr 2 mos
Carolina Securities CorporationBroker
November 1987 - February 1988 · 3 mos
State Registrations35 states
ALARAZCACOCTDCDEFLGAILINKSKYLAMAMDMIMNMONCNHNJNYOHORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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