Kristina Oswald
Kristina Oswald is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Bloomfield, CT, with 38 years of industry experience. Kristina is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
34 Jerome Avenue, Bloomfield, CT, 06002
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Regulatory History (1)
Customer Dispute
March 2026Other Business ActivitiesSells Insurance
Kristina is an independent insurance agent since 1998, selling disability, life/accident/health, and long-term care insurance, dedicating a few hours per week. She is also the owner of Planning Partners LLC, a DBA for financial services, financial planning, and insurance, which takes nearly full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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