Diane Kelly
Diane Kelly is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Tolland, CT, with 50 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
36 Cedar Swamp Road, Tolland, CT, 06084
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Regulatory History (1)
Customer Dispute
September 2001Other Business ActivitiesSells Insurance
Diane is an independent insurance agent selling fixed annuities, life, accident, and health insurance, though she spends no time on this. She also works as a financial advisor under the DBA Kelly & Yowell Financial, dedicating about a quarter of her time to this investment-related activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.Broker
Advantage Capital CorporationBroker
Travelers Equities Sales, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.