Christopher Setten is a registered investment advisor, based in New York, NY, with 21 years of industry experience.
Location
1285 Avenue of the Americas, 20th Floor, New York, NY, 10019
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
UBS Asset Management (US) INC.Broker
February 2025 - Present · 1 yr 5 mos
UBS Asset Management (US) INC.
February 2025 - Present · 1 yr 5 mos
UBS Financial Services INC.
November 2013 - Present · 12 yrs 8 mos
UBS Financial Services INC.Broker
September 2013 - Present · 12 yrs 10 mos
UBS Financial Services INC.
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
May 2012 - September 2013 · 1 yr 4 mos
Northern Trust Securities, INC.Broker
April 2002 - April 2005 · 3 yrs
Goldman, Sachs & CO.Broker
January 2001 - January 2002 · 1 yr
Endowment Advisers, INC.Broker
June 1993 - August 1997 · 4 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.