Seiichi Shinomiya

Dorado Wealth Management LLC

25 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Dorado Wealth Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2 advisors

Number of Clients

68 clients

Average Client Portfolio

$2.4M average

Assets Under Management

$160.9M

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

Port Washington, NY

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History

Regulatory History (1)

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Employment Separation After Allegations

January 2025

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Employment History

Current Registrations

Dorado Wealth Management LLC

October 2022 - Present · 3 yrs 4 mos

Previous Registrations

Western International Securities, INC.Broker

January 2021 - January 2025 · 4 yrs

Western International Securities

January 2021 - October 2022 · 1 yr 9 mos

Citigroup Global Markets INC.Broker

April 2019 - February 2021 · 1 yr 10 mos

Citigroup Global Markets INC.

April 2019 - February 2021 · 1 yr 10 mos

Western International Securities

September 2016 - April 2019 · 2 yrs 7 mos

Western International Securities, INC.Broker

June 2016 - April 2019 · 2 yrs 10 mos

Citigroup Global Markets INC.Broker

March 2008 - June 2016 · 8 yrs 3 mos

UBS Financial Services INC.

October 2006 - August 2007 · 10 mos

UBS Financial Services INC.Broker

September 2006 - August 2007 · 11 mos

Warburg Dillon Read LLCBroker

September 1994 - February 1999 · 4 yrs 5 mos

Chase Securities, INC.Broker

July 1992 - February 1995 · 2 yrs 7 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.