Kevin Morrow
Kevin Morrow is a registered investment advisor at Sonoma Allocations, based in Santa Rosa, CA, with 38 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 332 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable based on the scope and complexity of services as well as the amount of time and expertise required, but generally do not exceed 1.50% annually.
Fee Estimator
Location
50 Old Courthouse Square, Suite 300, Santa Rosa, CA, 95404
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2003Other Business ActivitiesSells Insurance
Kevin receives renewal commissions as an insurance agent and owns rental properties and a percentage of Tara Bella Winery LLC. He also acts as power of attorney for his brother-in-law and is a substitute teacher, dedicating minimal time to these activities.
Employment History
Current Registrations
Sonoma Allocations
Previous Registrations
Fermata Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Bancwest Investment Services, INC.Broker
Signator Investors, INC.Broker
Liberty Securities CorporationBroker
Nylife Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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