RC
RC
Robert Carney
33 Years of Experience
Tampa, FL
1 DisclosureBroker
Robert Carney is a registered investment advisor at Raymond James & Associates, INC., based in Tampa, FL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Tampa, FL
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Regulatory History (1)
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Customer Dispute
April 2007Settled
Other Business Activities
Robert is an officer and president of Carney Investment Management LLC since 2013. He dedicates a few hours per week to this business.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 7 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 7 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 7 mos
Previous Registrations
Morgan Keegan & Company, INC.
May 2007 - February 2013 · 5 yrs 9 mos
Morgan Keegan & Company, INC.Broker
May 2007 - February 2013 · 5 yrs 9 mos
UBS Financial Services INC.
November 2002 - May 2007 · 4 yrs 6 mos
UBS Financial Services INC.Broker
November 2002 - May 2007 · 4 yrs 6 mos
Salomon Smith Barney INC.Broker
November 1997 - November 2002 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1993 - November 1997 · 4 yrs 1 mo
Pruco Securities CorporationBroker
October 1992 - March 1993 · 5 mos
Edward D. Jones & CO., L.P.Broker
February 1992 - October 1992 · 8 mos
State Registrations14 states
CACTFLINMIMONCNHNJNYOHTNVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.