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Douglas Dhom

Voya Investment Management CO. LLC
36 Years of Experience
Atlanta, GA
Broker
View SEC Summary
View SEC Summary

Douglas Dhom is a registered investment advisor at Voya Investment Management CO. LLC, based in Atlanta, GA, with 36 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Real Estate Investing. Their firm serves 566 clients with $270B in assets under management.

Voya Investment Management CO. LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
54 advisors
Number of Clients
566 clients
Average Client Portfolio
$485.8M average
Assets Under Management
$274.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Standard fees range from 0.10% to 1.00% depending on the asset class and strategy (Equity: 0.15% to 0.90%; Fixed Income: 0.10% to 1.00%; Multi-asset: 0.15% to 1.00%; Wrap programs: 0.125% to 1.00%). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5780 Powers Ferry Road, Atlanta, GA, 30327

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Voya Investment Management CO. LLC
December 2022 - Present · 3 yrs 10 mos
Voya Investments Distributor, LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2018 - December 2022 · 4 yrs 6 mos
Charles Schwab & CO., INC.Broker
June 2018 - December 2022 · 4 yrs 6 mos
New York Life Investment Management LLC
August 2015 - June 2017 · 1 yr 10 mos
Nylife Distributors LLCBroker
July 2015 - June 2017 · 1 yr 11 mos
Invesco Advisers, INC.
January 2010 - June 2015 · 5 yrs 5 mos
Invesco Aim Private Asset Management, INC.
May 2006 - January 2010 · 3 yrs 8 mos
Invesco Distributors, INC.Broker
January 2006 - June 2015 · 9 yrs 5 mos
At Investor Services, INC.Broker
July 2005 - January 2006 · 6 mos
Amvescap Services, INC.Broker
January 1999 - July 2005 · 6 yrs 6 mos
Invesco Distributors, INC.Broker
December 1989 - January 1999 · 9 yrs 1 mo
Colonial Investment Services, INC.Broker
May 1988 - August 1989 · 1 yr 3 mos
The Stuart-James Company, INC.Broker
December 1987 - January 1988 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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