Gregory Kempton
Gregory Kempton is a registered investment advisor at Oneamerica Securities, INC., based in Tampa, FL, with 37 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 2,118 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAmerica Securities (OAS) offers investment management through various programs, including:
- Portfolio Choice Program: Offered through arrangements with Envestnet, Sawtooth, and Lockwood. These programs include Discretionary Management Programs, Separately Managed Account Programs, and Unified Managed Account Programs. OAS representatives do not have discretionary investment authority in these programs.
- Advisor Managed Portfolios (AMP): OAS representatives serve as the account managers on a discretionary basis.
Fees are based on a percentage of the assets managed, generally between 0.25% and 2.00%. The fee is agreed upon by the representative and the client and depends on the account type, investments selected, and assets under management.
Location
3030 North Rocky Point Drive W, Suite 160, Tampa, FL, 33607
Get directionsHistory
Regulatory History (10)
Regulatory
December 2011Regulatory
December 2010Regulatory
August 2008Regulatory
June 2008Regulatory
April 2007Customer Dispute
May 2006Regulatory
August 2005Customer Dispute
August 2004Regulatory
November 1999Regulatory
August 1995Other Business ActivitiesSells Insurance
Gregory sells non-variable insurance products, including fixed life and fixed annuities, and health insurance. He also owns Showman Collectibles and One Team Financial Group, LLC, an insurance agency, and is a consultant for Old Toy Soldier Auctions.
Employment History
Current Registrations
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Previous Registrations
New England Securities Corporation
New England SecuritiesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.