RM
RM

Ralph Maulorico

56 Years of Experience
Tampa, FL
1 DisclosureBrokerSells Insurance

Ralph Maulorico is a registered investment advisor at Oneamerica Securities, INC., based in Tampa, FL, with 56 years of industry experience. Ralph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
343 advisors
Number of Clients
2,300 clients
Average Client Portfolio
$133K average
Assets Under Management
$306.1M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3030 North Rocky Point Drive W, Suite 160, Tampa, FL, 33607

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Denied
Other Business ActivitiesSells Insurance

Ralph sells non-variable insurance products, including fixed life, fixed annuities, and health insurance. He also owns Medi-Weightloss Clinics of Lakeland through Maulorico & McFadden Holding Company LLC.

Employment History
Current Registrations
Oneamerica Securities, INC.
August 2004 - Present · 22 yrs 2 mos
Oneamerica Securities, INC.Broker
July 2004 - Present · 22 yrs 3 mos
Previous Registrations
New England Securities Corporation
October 1985 - July 2004 · 18 yrs 9 mos
New England SecuritiesBroker
October 1985 - July 2004 · 18 yrs 9 mos
Mony Securities CORP.Broker
January 1983 - November 1985 · 2 yrs 10 mos
Pml Securities CompanyBroker
June 1970 - January 1983 · 12 yrs 7 mos
State Registrations8 states
CAFLGAINMANCNJOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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