Brian Parker
Brian Parker is a registered investment advisor at LPL Enterprise, LLC, based in St Louis, MO, with 38 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
12312 Olive Boulevard, Suite 300, St Louis, MO, 63141-6474
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Regulatory History (4)
Judgment / Lien
March 2022Customer Dispute
December 2013Customer Dispute
August 2012Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Brian sells disability insurance through Guardian Life, dedicating a few hours per week. He is also a board member at Immanuel Lutheran Church, a non-profit, and an agent/advisor for Four Pillars Financial Group, spending about half his time on this LPL-related business.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
New England Securities Corporation
New England SecuritiesBroker
AXA Advisors, LLCBroker
Hartford Equity Sales Company INC.Broker
Nylife Securities INC.Broker
Thrivent Investment Management INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.