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Brian Parker

LPL Enterprise, LLC
38 Years of Experience
O'Fallon, MO
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Brian Parker is a registered investment advisor at LPL Enterprise, LLC, based in O'Fallon, MO, with 38 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

O'Fallon, MO

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2022
Customer Dispute
December 2013
Denied
Customer Dispute
August 2012
Denied
Customer Dispute
July 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian sells disability insurance through Guardian Life, dedicating a few hours per week. He is also a board member at Immanuel Lutheran Church, a non-profit, and an agent/advisor for Four Pillars Financial Group, spending about half his time on this LPL-related business.

Employment History
Current Registrations
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Prudential Financial Planning Services
October 2013 - November 2024 · 11 yrs 1 mo
Pruco Securities, LLC.Broker
September 2013 - November 2024 · 11 yrs 2 mos
New England Securities Corporation
September 2010 - September 2013 · 3 yrs
New England SecuritiesBroker
September 2009 - September 2013 · 4 yrs
AXA Advisors, LLCBroker
August 2006 - September 2009 · 3 yrs 1 mo
Hartford Equity Sales Company INC.Broker
December 2004 - August 2006 · 1 yr 8 mos
Nylife Securities INC.Broker
November 2002 - November 2004 · 2 yrs
Thrivent Investment Management INC.Broker
November 1987 - November 2002 · 15 yrs
State Registrations7 states
CAFLGAILKSMONE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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