JM
JM

John Marigny

35 Years of Experience
San Antonio, TX
1 DisclosureBroker

John Marigny is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Antonio, TX, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1803 Broadway St, San Antonio, TX, 78215

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2005
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2006 - Present · 20 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2006 - Present · 20 yrs 3 mos
Previous Registrations
Banc One Securities Corporation
January 1991 - March 2006 · 15 yrs 2 mos
Banc One Securities CorporationBroker
October 1990 - March 2006 · 15 yrs 5 mos
Mbank Capital Markets, INC.Broker
September 1990 - October 1990 · 1 mo
Claremont Financial ServicesBroker
October 1987 - January 1988 · 3 mos
State Registrations19 states
AZCACODCDEFLIDINMANCNYOKORPASDTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.