Todd Boggan
Todd Boggan is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Antonio, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1803 Broadway St, San Antonio, TX, 78215
Get directionsHistory
Regulatory History (5)
Financial
March 2018Financial
January 2018Financial
January 2018Financial
September 2017Financial
July 2017Other Business Activities
Todd serves as the executor for his mother-in-law's estate, S A Estate, spending minimal time on this activity. This activity is not investment-related.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Wfg Advisors, LP
Wfg Investments, INC.Broker
Alliancebernstein Investments, INC.Broker
U.S. Global Brokerage, INC.Broker
Alliancebernstein Investment Research and Management, INC.Broker
Investment Professionals, INC.Broker
USAA Investment Management CompanyBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.