Walter Huber
Walter Huber is a registered investment advisor at LPL Financial LLC, based in Southlake, TX, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
530 E. Southlake Blvd., Suite 140, Southlake, TX, 76092
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2023Customer Dispute
December 2008Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Walter is an agent for accident & health, life, and variable insurance products. He is also a member of the Monrovia Rotary Club, a service organization.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Crowell Weedon & CO.Broker
Crowell Weedon & CO.
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
PFS Investments INC.Broker
Baraban Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.