Antonios Lee is a registered investment advisor, based in Brea, CA, with 38 years of industry experience. Antonios is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Brea, CA
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Regulatory History (3)
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Customer Dispute
January 2026Closed-No Action
Customer Dispute
June 2010Settled
Criminal
May 1986Final Disposition
Other Business ActivitiesSells Insurance
Antonios is involved in managing rental real estate and is also an agent selling equity indexed annuities through Avantax Insurance Agency. He dedicates minimal time to the annuity sales and a few hours per week to the real estate management.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr 1 mo
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Avantax Advisory Services
May 2011 - September 2025 · 14 yrs 4 mos
Avantax Investment Services, INC.Broker
November 1998 - September 2025 · 26 yrs 10 mos
Wma Securities, INC.Broker
June 1998 - October 1998 · 4 mos
H.D. Vest Investment Securities, INC.Broker
November 1987 - June 1998 · 10 yrs 7 mos
State Registrations3 states
CAUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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