RT
RT
Richard Tropea
38 Years of Experience
Birmingham, MI
1 DisclosureBroker
Richard Tropea is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, MI, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
325 N. Old Woodward Ave., Suite 320, Birmingham, MI, 48009
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2018Denied
Other Business Activities
Richard is the chairman of the board for the Birmingham Bloomfield Symphony Orchestra. This requires minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2010 - Present · 15 yrs 7 mos
Raymond James & Associates, INC.
June 1998 - Present · 27 yrs 11 mos
Raymond James & Associates, INC.Broker
June 1998 - Present · 27 yrs 11 mos
Previous Registrations
Roney & CO.Broker
May 1998 - September 1999 · 1 yr 4 mos
Roney & CO. L.L.C.Broker
March 1994 - May 1998 · 4 yrs 2 mos
Prudential Securities IncorporatedBroker
May 1990 - March 1994 · 3 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1987 - July 1990 · 2 yrs 8 mos
State Registrations19 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.